2011年05月28日
decision controls
The inner part that invest decision controls
The sixth company should continuously perfect research method and investment decision process, raise the science and objectivity of investment decision, ensure that each portfolio possesses fair investment decision an opportunity, build up the system environment of fair deal.
The seventh company should build up objective research method, any investment analysis and suggestion all should have full fact and data support and avoid subjective information for guess, strictly forbiding and making use of inside story as an investment basis.
The eighth company should according to above-mentioned research method the establishment whole companieseses apply of the investment object fully choose database and bargain opponent to fully choose a database, establishment definitely of fully choose a database establishment, maintenance procedure.
The ninth company should on the foundation that fully chooses a database, according to the investment target of different portfolio, invest a style and invest scope and connection to trade restriction etc., build up the investment object of different portfolio to fully choose database and bargain opponent to fully choose a database, the portfolio manager sets up a concrete portfolio according to the investment authorization on this foundation.
The tenth company in response to the sound investment authorize system, definitely investment decision committee, investment director general and portfolio manager's each investment of etc. decision corpus of job and legal power demarcation, the reasonable makes sure the investment legal power of each portfolio manager.Invest decision committee and investment the director general wait management organization and personnel not get to portfolio manager at authorize inside the scope of the investment activity carry on an intervention.Portfolio manager at authorize the independence in the scope decision, exceed investment the operation of legal power need after strict examination and approval procedure.
The 11th company should build up a managing of portfolio investment information and keep secret system, the graveness of of different portfolio manager's under the counter investing an information should insulate mutually.
The 12th company should build up the bargain method of system, namely portfolio the manager should draw up according to the investment style and investment strategy of portfolio objective, integrity of trading and making policy rule, and carries on trading decision according to these rules to promise the objectivity and independence that each portfolio trades decision.
The sixth company should continuously perfect research method and investment decision process, raise the science and objectivity of investment decision, ensure that each portfolio possesses fair investment decision an opportunity, build up the system environment of fair deal.
The seventh company should build up objective research method, any investment analysis and suggestion all should have full fact and data support and avoid subjective information for guess, strictly forbiding and making use of inside story as an investment basis.
The eighth company should according to above-mentioned research method the establishment whole companieseses apply of the investment object fully choose database and bargain opponent to fully choose a database, establishment definitely of fully choose a database establishment, maintenance procedure.
The ninth company should on the foundation that fully chooses a database, according to the investment target of different portfolio, invest a style and invest scope and connection to trade restriction etc., build up the investment object of different portfolio to fully choose database and bargain opponent to fully choose a database, the portfolio manager sets up a concrete portfolio according to the investment authorization on this foundation.
The tenth company in response to the sound investment authorize system, definitely investment decision committee, investment director general and portfolio manager's each investment of etc. decision corpus of job and legal power demarcation, the reasonable makes sure the investment legal power of each portfolio manager.Invest decision committee and investment the director general wait management organization and personnel not get to portfolio manager at authorize inside the scope of the investment activity carry on an intervention.Portfolio manager at authorize the independence in the scope decision, exceed investment the operation of legal power need after strict examination and approval procedure.
The 11th company should build up a managing of portfolio investment information and keep secret system, the graveness of of different portfolio manager's under the counter investing an information should insulate mutually.
The 12th company should build up the bargain method of system, namely portfolio the manager should draw up according to the investment style and investment strategy of portfolio objective, integrity of trading and making policy rule, and carries on trading decision according to these rules to promise the objectivity and independence that each portfolio trades decision.
Posted by kuama at
12:25
│Comments(0)
